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The Roots of Rationality - Part 1 April 25, 2008

Posted by rebeldreams in Rational Thought.
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Before I begin discussing science in general, I believe it is necessary to explore where rationality (and, by extension irrationality) come from, better to shed light on why people hold rational or irrational opinions, and why, perhaps, they refuse to give them up, even under enormous pressure. This will also serve as a good place to describe some basic terms that will be in use in this blog. Interestingly, rationality and irrationality actually share a common heritage.

Rationality can simply be viewed as an attempt to make sense of the world, to order it and seek explanations for it. In that sense, even seemingly irrational beliefs (the sun-centered universe, creationism etc) have their roots in rationality itself. Our earliest thinking ancestors were the first to attempt to construct models of the world, gained, in a surprisingly scientific (here used in the sense of “observe, postulate, theorize”) manner.

The sun rose each morning, and early man observed the movements of animals and insects that responded to that sunrise, and postulated that these same creatures were, in some way, responsible for the sunrise. For example, the Egyptian belief that the sun was a huge dung ball rolled around the sky by a vast dung beetle is a simple extrapolation that the sun is round, like a dung ball, and dung beetles roll them around.

Early man was well versed in cause-and-effect; his very survival depended on it. A rock hit’s a man on the head, he dies. If you don’t kill an animal, you starve. A dropped stick will fall. Thus, it was utterly reasonable to assume that their observations of cause and effect pertained universally. All effects have causes, and thus all observed phenomena have causes.

Fascinatingly, the same assumption still holds true in modern science; as below, so above. In other words, an observed phenomenon on Earth can provide an explanation for an observation elsewhere (and vice versa). By that token, paleontologists assume that the fossil bones that they dig up functioned in the same manner as modern bones (the belief by some ancient people that these fossil bones must have belonged to fabulous beasts with stone skeletons notwithstanding!) An astronomer watches clouds on Jupiter in the hope that it will tell them something new about cloud formation that pertains here on Earth. A supercollider is used to produce exotic particles in the hopes that it will shed light on the conditions in the early Universe.

So rationality can simply be defined as a consistent viewpoint that establishes basic principles from observation, then extrapolates a world-view from those observations using logic. Thus the “irrational” beliefs of our ancestors were actually obtained rationally; i.e. they observed and used logic to extrapolate that observation into a world-view.

A belief only becomes irrational when new or improved observation disproves that view; for example direct observation of the sun reveals it to not be a burning dung ball, but rather a huge ball of gas, and there are no dung beetles in sight. Few, if any people today believe this myth, but the irrational beliefs that do exist appear, on the face of it, every bit as absurd as this one.

Science is an attempt to replace irrational beliefs about the world with rational, provable ones. Of course, along the way, various previously held rational beliefs will become irrational. For example, the theory of the Ether, a mysterious substance that allows the propagation of light through the universe, that pervades everything, and provides the substrate upon which the material universe exists has been supplanted by the theory of space-time. Again, few, if any, continue to hold that the ether exists, but for centuries it was a scientific “fact”.

Today, science is more careful about what it labels “fact”; many of the “facts” of previous generations are now labeled “theory”, or “hypothesis”, rather than “fact”, and this illustrates another bulwark that science has erected against irrationality. Nowadays, scientific fact is largely considered to be what was previously labeled “observation”; for example it is a “fact” that bodies attract each other. This is the “fact” of gravity. What causes this attraction is now considered “theory”.

Irrational thought does not distinguish between fact and theory; it is, perhaps, one of the clearest markers of irrationality that we can use. When irrational thinkers say “Oh, it’s just a theory”, they illustrate the point perfectly. In order to insulate itself from irrationality, science has, in modern times, created a hierarchy of levels of certainty.

Science always starts with observation. This gives rise to facts: Stars emit light and heat; bodies in motion tend to remain in motion unless acted on by another body or force; like poles repel, unlike poles attract, and so forth. A fact is not a statement about why something happens, just a simple observation.

Beyond facts come laws. A law is simply an expression of an observation that had been repeated and confirmed. F=ma is a Law (Force is equal to Mass x Acceleration). E=mc² is a Law, and so on. A law is simply a description of an observation, and nothing more.

Finally comes theory. In general usage, theory means a working idea based on observation, that may or may not be correct. Irrational thought looks down on the theory as “an unproven assumption”, because this is the way it is generally used. In police work, for example, a detective may have a theory about what happened at a crime scene, informed by their observations of the scene and a general knowledge about crime. The theory, in this case, may or may not go on to be proven true.

Science has a subtly different view of “theory”. A theory starts by looking at a phenomenon and attempts to explain it using existing knowledge, much like a detective’s theory about a crime. However, at this point, it is called an hypothesis; it is only a sketch of an idea, perhaps using various laws and existing theories for support, but by no means a fully-fledged scientific theory.

A theory emerges from an hypothesis when the nuts-and-bolts definition of what is happening regarding said phenomenon is constructed. For example, Einsteinian gravitation says that bodies attract because they warp space-time and turn Euclidean straight-line geometry into non-Euclidean curved-line geometry, thus making it appear that a body is following a curved trajectory, when, as far as it is concerned, it is still following a straight one. The theoretical underpinnings of this hypothesis are mathematical and esoteric in nature, but are an essential point in the construction of a working theory. If all that Einstein had said was “bodies curve space”, the physics community would have greeted it with “Oh… very nice. Er.. Well done,” and gone about their business. It was only the deep insight into mathematics and physics that the actual theory itself provided that caused physicists to take notice.

Irrational thought has no place for theory in the scientific sense; for irrationality, “theory” means “guess”, and observation is certainty. This is one of the best markers of irrationality; the adherence to outmoded beliefs or ideas even though they have been supplanted by newer ones. Most irrationlists will use the constant improvement of science against it, gleefully pointing out that science is not self-consistent, and thus cannot be trusted. Many refer to it as something that must be taken “on faith”, which is certainly true of many lay-people, since deep understanding of many of the concepts in modern science is only possible after years of study.

If this is the case, then it can easily be seen that many people adhere to “rational thought” in an irrational way! If this is the case, then how can science possibly lay claim to some status that elevates it above so-called irrationality?

The only way science can do this is by its very nature; the last 100 years or so have seen a revolution not just in science in general but in the way science approaches problems. Gone is the old certainty that led many in the past to claim that all that was knowable would soon be known, gone the idea that a theory was a fact. Now science carefully checks itself and repeats even the most fundamental assumption. Satellites constantly perform gravity experiments, seeking to falsify Newtonian Laws, just in case. Science happily, even gleefully, accepts the possibility that massive changes could overturn almost every fundamental assumption about the nature of the Universe. Thousands of times a day, scientists seek to prove theories, and even observations to be faulty, the better to understand the Universe itself.

It is this endeavor that sets modern rationality apart from irrationality. The ultimate description of irrational thought is “thought that is insulated against change, regardless of evidence”. Whether it is a rigid adherence to Biblical creation, a dogged determination to cling to the idea that the Earth is at the center of the Solar System, or the idea that cold fusion occurs in a test tube, the hallmark of irrationality is that it does not change.

So what of the attempt (in this blog and elsewhere) to overcome irrationality? Debates online do not do the trick, that much is certain. The same canards, irrelevance and trickery repeats over and over again, and the same misplaced assertions on the part of those leaping to the defense of science pop up repeatedly. It is my view that the only way to overcome irrationality is not to change the minds of those who are irrational, but to attempt to describe as much as possible, in layman’s terms, what the conclusions of science are, and how it came up with those conclusions.

Anyway, that’s the groundwork and the philosophy of this blog. I welcome all comments and debate, the better to do the job ahead. If I make an error, I will correct it. I will enter debates about the facts presented herein, in the hope that someone might learn from them.

Above all, I urge you all to recognize that everyone has irrational thought within them, a set of assumptions about the world that form the basis of our experience here. Even scientists are not immune to that bias (myself included!) so I urge you to recognize it, accept it, and join the search for a rational universe. Even if it is out of our reach, I believe it is the journey, not the destination, that makes it so exciting.

Comments»

1. Vladimir Gritsenko - April 26, 2008

Was the belief that the sun is a dung ball truly rational? It was obtained by analogy, and there is a near infinity of those, thus a near infinity of rational beliefs that could be obtained, none of them actually worth anything. Eliezer Yudkowsky would say that a truly rational belief is one that pays rent in anticipated experience(http://www.overcomingbias.com/2007/07/making-beliefs-.html), which is close to the criterion for scientific theories, that they must be able to generate testable experimental results.

It also seems to me that beliefs, if they are rational, do not suddenly become irrational when disproved, merely wrong. We know today that Newton was strictly wrong, but is his theory of gravity irrational?

Third, I don’t think that scientists are constantly trying to disprove Newton. New experiments are occasionally done to double-test Einstein, but the point is that they are new. No point in testing for a gravitational lense a thousand times. Who’s gonna pay for them, after the first two or three? No point, unless some new possible insight is at stake. As far as I know, Kuhn’s view on this is better accepted.

Finally, I think that “insulation from change” is a necessary but not sufficient case for rationality, only for empiricism. Take a convert from Christianity to Islam - he has changed his mind, and perhaps is willing to change it again, to Buddhism or Paganism or whatever. Is he more rational for it?

It is important, I think, not only to discuss how rationality differs from irrationality, but give concrete advice as to how we will not repeat the mistakes of our ancestors. For certainly many mistakes were made, such as phlogiston or elan vital. Were they rational? Were they scientific? If no, how do we avoid falling into the trap of a future phlogiston (or even modern ones)?

2. rebeldreams - April 26, 2008

Without wishing to set foot on the slippery slope of relativism here, I believe that early models of the Universe, including the “ball of dung sun” were, in essence, rational, in the sense that they came from direct observation and logical thought ( “this is similar to X, and so therefore X pertains in this situation” ) With few other “clues” about the Universe to base their assumptions on, it was “rational” in that sense.

I probably mis-stated when I said that rational thoughts become irrational when they are outmoded. Instead it is more proper to say “rational thoughts become irrational ONLY when disproved AND YET are still clung to, despite the evidence”.

Gravity Probe B, currently in Earth’s orbit and launched in 2004 is dedicated to constant experimentation of gravity, including checking and rechecking acceleration under gravity to maintain its standards. In addition, the GPS system constantly re-checks gravitation to keep their clocks synchronised. I may, again, have overstated, suggesting that this was their sole purpose, in which case, certainly mea culpa!

unless some new possible insight is at stake. As far as I know, Kuhn’s view on this is better accepted.

Some new insight is certainly possible, but I do take the point that Kuhn should pertain in these situations. That said, there is a battle going on in the “quantum gravity” stakes right now, and error-checking Einstein and Newton is part of that battle. Not only that variances might happen, but precisely the nature and magnitude of those variances could well confirm some aspect of, say Quantum Loop Gravity (QLG) over Superstring theory.

…I think that “insulation from change” is a necessary but not sufficient case for rationality, only for empiricism. Take a convert from Christianity to Islam - he has changed his mind, and perhaps is willing to change it again, to Buddhism or Paganism or whatever. Is he more rational for it?

A good point; Again, I should probably tighten up my definitions here. “Insulation from change” in the sense I mean it should only be applied to areas where there is evidence to counter such thought. Of course this could be part of a larger discussion about pure rationality vs. pure irrationality, but since changing one’s mind from Christianity to Islam or any other religion falls mainly outside the scope of basing thought on observation, it isn’t meaningful in this discussion; it’s like a Creationist changing their minds from “God created everything” to “Giant Albino Salamanders creted everything” - the irrationality is still there, just “switched” with another irrational concept. I would clarify by asying “insulation from rational change”, perhaps!

In Part II I will try to give some answers about how sceince seeks to protect itself from future phlogistons and cold fusions, as well as seek to explain why irrational thoughts are so pervasive and hard to get rid of.

Thanks for the comments; every suggestion helps make this effort a little better!